Survey for STANY Members

WEDNESDAY, January 7th is the LAST DAY to participate in this important survey. We would ask that all STANY members take 2 minutes to fill out a demographic survey that will help us and STA add value to the membership.

Click here to take the 2 minute survey. THANKS!

NYSE

What's New

Regulatory and Market News

House Financial Services Subcommittee to hold hearings on TARP on January 7, 2009 For story, click here.

President-elect Obama Picks Mary Shaprio to head SEC 12/19/08 For full story, click here.

SEC votes to Improve Disclosure for Mutual Fund Investors effective 2/28/09  For text of SEC Press Release, click here

FINRA Requests Comments on Proposed FINRA Rule Addressing the Circulation of Rumors, comment period ends 12/15/08  For full test of FINRA Regulatory Notice 08-68, click here

Subpenny Trading Halt Condition eliminated as of 11/17/08  Click Here for NYSE Trader

SEC approves NMS plan for the Selection and Reservation of Securities Symbols  Click here for full release

For recent news stories see our Industry News & Links Page  Industry News & Links

Click here to read a summary of the SEC's actions during the turmoil in the credit crisis- October 8, 2008

New at STANY & STA

Click here to view pictures from the 18th Annual International Reception at the Broad Street Ballroom on November 20th.

Video coverage of STA's 75th Annual Conference is now available on-line  To view videos, click here

STA Elects 2009 Governors and Directors  click here

STANY comments on the Emergency Short Sale Orders  Click here to view STANY's letter

Washington Update

House Committee on Financial Services to hold a hearing on Assessing the Madoff Ponzi and the need for Regulatory Reform- January 5, 2009 Click here.

Washington Update on Tax and Financial Services Issues 11/14/08  WJ_Washington Update_11-14-08

 

Upcoming Events

Security Traders Association of Chicago's Annual Conference

January 22-25, 2009

click here for more information or to register for STAC's mid-winter conference.

 

 Mid-Atlantic Security Traders Association Annual Conference

January 29-31, 2009

click here for more information or to register.

 

Security Traders Association of Florida's Annual Conference

February 19-22, 2009  

click here for more information or to register.

 

Investment Traders Association of Philadelphia's Annual Conference

February 26-28, 2009

 

click here for more information.  

 

STA University

Through Agreements with the New York Institute of Finance, the Chicago Board Options Exchange and through internal development, STAU offers courses designed to enhance a trader's career development and add value to an organization. Courses can be taken on-line in multiple sessions, or in a single block of time, at the student's discretion. STA and STANY Members receive discounted rates for STAU classes. Visit STAU for class catalogue and more