What's New
Regulatory and Market News
House Financial Services Subcommittee to hold hearings on TARP on January 7, 2009 For story, click here.
President-elect Obama Picks Mary Shaprio to head SEC 12/19/08 For full story, click here.
SEC votes to Improve Disclosure for Mutual Fund Investors effective 2/28/09 For text of SEC Press Release, click here
FINRA Requests Comments on Proposed FINRA Rule Addressing the Circulation of Rumors, comment period ends 12/15/08 For full test of FINRA Regulatory Notice 08-68, click here
Subpenny Trading Halt Condition eliminated as of 11/17/08 Click Here for NYSE Trader
SEC approves NMS plan for the Selection and Reservation of Securities Symbols Click here for full release
For recent news stories see our Industry News & Links Page Industry News & Links
Click here to read a summary of the SEC's actions during the turmoil in the credit crisis- October 8, 2008
New at STANY & STA
Click here to view pictures from the 18th Annual International Reception at the Broad Street Ballroom on November 20th.
Video coverage of STA's 75th Annual Conference is now available on-line To view videos, click here
STA Elects 2009 Governors and Directors click here
STANY comments on the Emergency Short Sale Orders Click here to view STANY's letter
Washington Update
House Committee on Financial Services to hold a hearing on Assessing the Madoff Ponzi and the need for Regulatory Reform- January 5, 2009 Click here.
Washington Update on Tax and Financial Services Issues 11/14/08 WJ_Washington Update_11-14-08
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